CSA uses a team approach to servicing each of its clients.

Team Members

With the rapidly changing regulatory scheme and the wide variety of asset managers in this industry, it is impossible for one person to have the relevant knowledge and experience. CSA employs only industry veterans in order to capture a wide range of industry knowledge, hands-on experience and experience dealing directly with the Staff of the Securities and Exchange Commission.

Our principals have a combined 55 years of industry experience. They are attorneys and accountants who have had successful careers specializing in the regulations governing investment advisers. In addition, they have run legal and compliance departments in large, medium, and small organizations. While both serving clients and being a "client" for a majority of their careers, our principals have learned through experience, what investment advisers really need and the most practical solutions to helping an adviser meet those needs.

Compliance Solutions Associates LLC 2012
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126 Indian Hill Road
Bedford, NY 10506-1207
Tel. 212-397-2524